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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-23
CA RA APPROVED 2015-10-06
  • TX RA
    APPROVED_RES
    Since 2021-03-23
  • CA RA
    APPROVED
    Since 2015-10-06

Branch Locations

3310 Dallas Parkway Suite 111, Plano, TX 75093-7709 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Plano TX 09/2014 Present
Charles Schwab Bank, Ssb Plano TX 10/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-03
S63 Uniform Securities Agent State Law Examination 2014-12-12
  • S66 Uniform Combined State Law Examination
    2015-09-03
  • S63 Uniform Securities Agent State Law Examination
    2014-12-12
Other Names
  • Ryan Henry
  • Michael R Henry

View on SEC IAPD

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