Aaron M Volen

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2002 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Newport Beach, CA
• 08/2002 → Present
  Bank Of America, N.A.
  Newport Beach, CA

Other Businesses

I* 422836 For profit or not for profit: Entity For Profit Name of outside business organization: Pageant Coaching & Designs Inc. Investment related: no Address of business: La Habra, CA, 90631 Nature of business: S Corporation Position, title, association: Officer Start date of relationship: 10/01/2020 Number of hours devoted: 4 hrs monthly Number of hours devoted during trading hours: 0 Duties: Pageant Coaching and Consulting I*500212 Entity Type: Rental Property Name of outside business organization: Aaron Volen 2012 Living Trust Investment related: No Address of business: La Habra, California, 90631 Nature of business: Position, title, association: Co-owner with other family members Start date of relationship: 4/1/2010 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0 Duties: Co-owner with other family members of rental property

Exams

• S66 Uniform Combined State Law Examination
  2015-01-02

Other Names

• Aaron Michael Volen