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Joshua Nathanael Gallegos

Commonwealth Financial Network

Roanoke, VA

Roanoke, VA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-11-10
  • VA RA
    APPROVED
    Since 2021-11-10

Branch Locations

2630 Electric Road, Roanoke, VA 24018 • United States

Roanoke, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mishawaka IN 09/2014 02/2018
Axa Advisors New York NY 01/2019 06/2020
Hilltop Wealth Solutions Mishawaka IN 02/2018 07/2018
American National Insurance South Bend IN 09/2018 01/2019
Equitable Advisors, Llc New York NY 01/2019 09/2021
Focusone Integrated Financial Planning Roanoke VA 09/2021 Present
  • 09/2014 → 02/2018
    Ameriprise Financial Services, Inc.
    Mishawaka, IN
  • 01/2019 → 06/2020
    Axa Advisors
    New York, NY
  • 02/2018 → 07/2018
    Hilltop Wealth Solutions
    Mishawaka, IN
  • 09/2018 → 01/2019
    American National Insurance
    South Bend, IN
  • 01/2019 → 09/2021
    Equitable Advisors, Llc
    New York, NY
  • 09/2021 → Present
    Focusone Integrated Financial Planning
    Roanoke, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-17
  • S66 Uniform Combined State Law Examination
    2017-10-17
Designations
Other Names
  • Joshua Nathanael Gallegos
  • Joshua Gallegos
  • Joshua N Gallegos

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
TRUIST ADVISORY SERVICES, INC.
LPL FINANCIAL LLC
HORNOR, TOWNSEND & KENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
GENEOS WEALTH MANAGEMENT, INC.

Other Investors

STEPHANIE S FRALIN
JOHN BARTON EDMUNDS
JOHN ROBERT BRADBERRY
john aston edmunds
Stephen Berry
Brandon Burk Williams
Brian Barrows
ELIZABETH ROBERTS THOMAS

Other Offices

COMMONWEALTH FINANCIAL NETWORK · Roanoke, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roanoke, VA
CETERA INVESTMENT ADVISERS LLC · CAVE SPRING, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Roanoke, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
LPL FINANCIAL LLC · ROANOKE, VA
HORNOR, TOWNSEND & KENT, LLC · ROANOKE, VA

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