Richard S Black

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Raleigh, NC
• 04/2015 → Present
  Bank Of America, N.A.
  Raleigh, NC

Other Businesses

I*10683 Entity Type: Rental Property Name of outside business organization: R. B. Investment related:: No Address of business: Raleigh, North Carolina 27608 Position, title, association: Co-owner with other family members Start date of relationship: 3/1/2021 Number of hours devoted: 1 hour mthly Number of hours devoted during trading hours: 0 Duties: Co-owner of rental property

Exams

• S66 Uniform Combined State Law Examination
  2014-11-13

Other Names

• Richard S Black
• Richard S Black
• Richard S Black