Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-03 |
| CA | RA | APPROVED | 2022-04-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Seal Beach | CA | 07/2012 | 09/2020 |
| Wells Fargo Clearing Services, Llc | Seal Beach | CA | 09/2014 | 10/2019 |
| Jpmorgan Chase Bank, N.A. | Huntington Beach | CA | 11/2020 | 12/2021 |
| J.P. Morgan Securities Llc | Huntington Beach | CA | 11/2020 | 12/2021 |
| Unemployed | Long Beach | CA | 10/2020 | 11/2020 |
| Sole Proprietor | Long Beach | CA | 03/2021 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Anaheim | CA | 01/2022 | Present |
| Bank Of America, N.A. | Anaheim | CA | 01/2022 | Present |
Entity Name: Sole Proprietor Investment related: No Address: Long Beach, CA 90804 Nature of the other business: Contractor; property maintenance Position/Title/Relationship: Contractor Start Date: 01/01/2021 Approximate # of hours a month: 1 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Property maintenance, trash disposal
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-14 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-12 |
Reach out to this advisor