Herbert Aristery Medrano

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2012 → 09/2020
  Wells Fargo Bank, N.A.
  Seal Beach, CA
• 09/2014 → 10/2019
  Wells Fargo Clearing Services, Llc
  Seal Beach, CA
• 11/2020 → 12/2021
  Jpmorgan Chase Bank, N.A.
  Huntington Beach, CA
• 11/2020 → 12/2021
  J.P. Morgan Securities Llc
  Huntington Beach, CA
• 10/2020 → 11/2020
  Unemployed
  Long Beach, CA
• 03/2021 → Present
  Sole Proprietor
  Long Beach, CA
• 01/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Anaheim, CA
• 01/2022 → Present
  Bank Of America, N.A.
  Anaheim, CA

Other Businesses

Entity Name: Sole Proprietor Investment related: No Address: Long Beach, CA 90804 Nature of the other business: Contractor; property maintenance Position/Title/Relationship: Contractor Start Date: 01/01/2021 Approximate # of hours a month: 1 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Property maintenance, trash disposal

Exams

• S66 Uniform Combined State Law Examination
  2022-04-14
• S63 Uniform Securities Agent State Law Examination
  2014-11-12

Other Names

• Herbert A. Medrano