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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-12-05 |
Branch Locations
555 W Tefft St Ste 3, Nipomo, CA 93444 • United States
1160 Marsh St, Stes 200 & 300 [Lm*/Le-Rbo], San Luis Obispo, CA 93401 • United States
1580 W Grand Ave, Grover Beach, CA 93433 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Nipomo | CA | 09/2014 | 11/2016 |
| Wells Fargo Bank, Na | Nipomo | CA | 05/2008 | Present |
| Wells Fargo Clearing Services, Llc | Nipomo | CA | 11/2016 | Present |
NIPOMO YOUTH SOFTBALL LEAGUE; NOT INV. RELATED; NIPOMO, CA; TREASURER; START DATE 12/2/2024; 4 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES: REPORTING TO THE BOARD ON SPENDING, HELPING CREATE A BUDGET FOR NEW PROJECT AND TAKING DEPOSITS TO THE BANK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-30 |
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