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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
555 W Tefft St Ste 3, Nipomo, CA 93444 • United States
2445 S Broadway, Santa Maria, CA 93454 • United States
645 W Central Ave, Lompoc, CA 93436 • United States
407 E Main St, Santa Maria, CA 93454 • United States
1450 S Broadway, Santa Maria, CA 93454 • United States
1160 Marsh St, Stes 200 & 300 [Lm*/Le-Rbo], San Luis Obispo, CA 93401 • United States
560 Walnut Ave, Greenfield, CA 93927 • United States
506 Broadway St, King City, CA 93930 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Santa Maria | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Santa Maria | CA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; SANTA MARIA, CA; 100% OWNERSHIP WITH SPOUSE; START 3/23/2016; 2 HOURS PER MONTH, 0 DURING TRADING; LANDLORD. RENTAL PROPERTY, INVT RELATED, SANTA MARIA, CA, 100% OWNERSHIP, START DATE 9/1/2019, 2 HER PER MONTH, 0 HRS DURING TRADING, OWNER/LANDLORD
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-04-10 |
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