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Andrew S Paul

Edward Jones

Pismo Beach, CA

CRD 6983217

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-07
CA RA APPROVED 2018-09-24
  • TX RA
    APPROVED
    Since 2019-11-07
  • CA RA
    APPROVED
    Since 2018-09-24

Branch Locations

300 James Way Suite 180, Pismo Beach, CA 93449 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2018 Present
Paul Farm Management, Inc. Wasco CA 09/2017 07/2018
1Stphorm, International St. Louis MO 11/2017 07/2018
Texas Tech University Lubbock TX 08/2016 08/2017
  • 07/2018 → Present
    St Louis, MO
  • 09/2017 → 07/2018
    Paul Farm Management, Inc.
    Wasco, CA
  • 11/2017 → 07/2018
    1Stphorm, International
    St. Louis, MO
  • 08/2016 → 08/2017
    Texas Tech University
    Lubbock, TX
Other Businesses

1stPhorm, International Type of business: Nutrition Green Park, MO Start date: 11/24/2017 Independent Sales Representative Hours per week: 0 Hours during trading: 0 KPJ INVESTMENTS LLC Type of business: Real Estate Topeka, KS Start date: 9/12/2022 Partner Hours per week: 0 Hours during trading: 0 Desc: Silent partner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-20
  • S66 Uniform Combined State Law Examination
    2018-09-20
Designations
  • Certified Financial Planner
Other Names
  • Andrew Stephen Paul

View on SEC IAPD

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