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Sean Francis Mcloughlin

Advisors Asset Management, Inc.

New York, NY

Grosse Pointe, MI

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Current Employers
Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-01-30
  • MI RA
    APPROVED
    Since 2025-01-30

Branch Locations

420 Lexington Avenue, Suite 1705, New York, NY 10170 • United States

Grosse Pointe, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc Troy MI 12/2016 10/2019
The Producers Choice, Llc Troy MI 01/2016 10/2019
Pacer Financial, Inc. Malvern PA 11/2019 11/2022
Ceros Financial Services, Inc. Rockville MD 12/2022 05/2023
Cambridge Investment Research, Inc. Fairfield IA 06/2023 12/2024
Advisors Asset Management, Inc Monument CO 01/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2023 12/2024
  • 12/2016 → 10/2019
    Raymond James & Associates, Inc
    Troy, MI
  • 01/2016 → 10/2019
    The Producers Choice, Llc
    Troy, MI
  • 11/2019 → 11/2022
    Pacer Financial, Inc.
    Malvern, PA
  • 12/2022 → 05/2023
    Ceros Financial Services, Inc.
    Rockville, MD
  • 06/2023 → 12/2024
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2025 → Present
    Advisors Asset Management, Inc
    Monument, CO
  • 07/2023 → 12/2024
    Cambridge Investment Research Advisors, Inc.
    Fairfield, IA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-18
S63 Uniform Securities Agent State Law Examination 2018-09-28
  • S65 Uniform Investment Adviser Law Examination
    2023-07-18
  • S63 Uniform Securities Agent State Law Examination
    2018-09-28

View on SEC IAPD

Other Firms

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P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

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