Dominick Moscardelli

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-04-24
IL	RA	APPROVED	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Scottrade	St Louis	MO	06/2015	10/2017
Charles Schwab &Amp; Co., Inc.	Chesterfield	MO	10/2017	07/2018
Charles Schwab Bank	Chesterfield	MO	10/2017	07/2018
Scottrade Investment Management	St. Louis	MO	11/2016	10/2017
Td Ameritrade	Clayton	MO	07/2018	12/2022
Charles Schwab And Co., Inc.	Clayton	MO	12/2022	01/2023
Fidelity Investments	Ladue	MO	01/2023	03/2025
Charles Schwab & Co., Inc.	Edwardsville	IL	03/2025	Present

2023-04-04 → 2025-03-11

Fidelity Personal And Workplace Advisors

St. Louis, MO
2022-01-26 → 2023-02-24

Charles Schwab & Co., Inc.

St Louis, MO
2018-08-01 → 2023-02-24

Td Ameritrade Investment Management, Llc

Saint Louis, MO

Edwardsville, IL

St. Louis, MO
2018-08-01 → 2022-10-14

Td Ameritrade, Inc.

St Louis, MO

Edwardsville, IL

St Louis, MO
2017-11-03 → 2018-07-13

Charles Schwab & Co., Inc.

Chesterfield, MO

Clayton, MO
2016-12-23 → 2017-10-31

Scottrade Investment Management

Saint Louis, MO

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-12-23
S63	Uniform Securities Agent State Law Examination	2015-09-25

Other Firms