Andrew Michael Ferguson

Current Employers

Employment History

• 09/2014 → 06/2020
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 10/2014 → 06/2020
  Northwestern Mutual Investment Services Llc
  Johnson City, TN
• 06/2020 → 09/2020
  Securities Service Network
  Johnson City, TN
• 09/2020 → 06/2024
  Securities America, Inc.
  Johnson City, TN
• 09/2020 → 06/2024
  Securities America Advisors, Inc.
  Johnson City, TN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Johnson City, TN
• 06/2024 → Present
  Osaic Wealth, Inc.
  Johnson City, TN

Previous Registrations

• 2020-09-18 → 2024-06-14
  Securities America Advisors, Inc.
  Johnson City, TN
  Johnson City, TN
• 2020-06-17 → 2020-09-18
  Ssn Advisory, Inc.
  Johnson City, TN

Other Businesses

1.ENF BUILDING GROUP POSITION: Owner NATURE: General Contracting & Construction of residential construction. New construction & renovations. Construction related consulting INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 8 START DATE: 10/14/2024 ADDRESS: 284 Laurel Cyn, Johnson City TN 37615, United States DESCRIPTION: Planning, managing, and facilitating the construction process for residential new construction and remodel projects. At this time we intend to build solely for personal use (ie: resale or to hold for rental income) using only personal financials to do so (cash savings or personal debt). We intend to build 1-2 spec homes per year for resale or for rent. 2. FWM INSURANCE SERVICES POSITION: Agent NATURE: solicitation and sale of fixed life and health insurance products, both personal and group offerings. I understand that any indexed related product must be sold through an approved BD IMO as they required BD supervision. As such, these products will not be facilitated through this OBA, but rather through our BD affiliation. We are amending our original approved OBA as we intent to change ownership structure from sole proprietor to LLC/ S-corp on the advice of my CPA and attorney. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2024 ADDRESS: 2800 Peoples St. Suite 50, Johnson City TN 37604, United States DESCRIPTION: pricing, evaluating, consulting, selling insurance to clients to meet their insurance needs. specifically tailoring insurance recommendations to coordinate with their overall financial plan/ program. 3. ENF PROPERTIES POSITION: Managing Member NATURE: LLC that holds rental real estate owned by my wife and I. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/01/2024 ADDRESS: 284 Laurel Cyn, Johnson City TN 37615, United States DESCRIPTION: LLC will own and hold real estate properties we obtain with the intent of generating rental income

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-06-11
• S63 Uniform Securities Agent State Law Examination
  2014-12-02

Designations

Other Names

• Andrew Michael Ferguson