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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-14
SC RA APPROVED 2015-03-11
  • TX RA
    APPROVED_RES
    Since 2023-12-14
  • SC RA
    APPROVED
    Since 2015-03-11

Branch Locations

1151 44Th Avenue North Suite B, Myrtle Beach, SC 29577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc Myrtle Beach SC 03/2015 Present
Raymond James Financial Services Advisors Inc. Myrtle Beach SC 03/2015 Present
Nalts, Llc Myrtle Beach SC 09/2014 Present
Coastal Carolina University Conway SC 08/2018 05/2020
  • 03/2015 → Present
    Raymond James Financial Services, Inc
    Myrtle Beach, SC
  • 03/2015 → Present
    Myrtle Beach, SC
  • 09/2014 → Present
    Nalts, Llc
    Myrtle Beach, SC
  • 08/2018 → 05/2020
    Coastal Carolina University
    Conway, SC
Other Businesses

(1)Name of Business: Coastal Carolina Universtiy Finance and Economics Advisory Board Address: 100 Chanticleer Dr E, Conway, SC, 29526, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: Yes Start Date: 11/05/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Finance and Economics Advisory Board Member meets bi-annually to learn about the college. The college is interested in hearing about community education needs. (2)Name of Business: Hamilton & Hamilton Wealth Management Address: 1151 44th Ave N Ste B, Myrtle Beach, SC, 29577, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 08/31/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (3)Name of Business: NALTS, LLC Address: 1151 44th Ave N Ste B, Myrtle Beach, SC, 29577, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 09/22/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-06
  • S66 Uniform Combined State Law Examination
    2015-03-06
Other Names
  • Alison Hamilton Crump

View on SEC IAPD

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