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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-11-08
  • TN RA
    APPROVED
    Since 2022-11-08

Branch Locations

501 Commerce Street, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Martinez CA 08/2016 01/2017
The Pacific Financial Group Bellevue WA 09/2018 08/2022
Regions Bank Nashville TN 01/2017 10/2017
Suntrust Bank Brentwood TN 10/2017 09/2018
Alliancebernstein Nashville TN 08/2022 Present
  • 08/2016 → 01/2017
    Unemployed
    Martinez, CA
  • 09/2018 → 08/2022
    The Pacific Financial Group
    Bellevue, WA
  • 01/2017 → 10/2017
    Regions Bank
    Nashville, TN
  • 10/2017 → 09/2018
    Suntrust Bank
    Brentwood, TN
  • 08/2022 → Present
    Alliancebernstein
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-12-30
S65 Uniform Investment Adviser Law Examination 2020-03-12
  • S63 Uniform Securities Agent State Law Examination
    2022-12-30
  • S65 Uniform Investment Adviser Law Examination
    2020-03-12

View on SEC IAPD

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