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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-11-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Martinez | CA | 08/2016 | 01/2017 |
| The Pacific Financial Group | Bellevue | WA | 09/2018 | 08/2022 |
| Regions Bank | Nashville | TN | 01/2017 | 10/2017 |
| Suntrust Bank | Brentwood | TN | 10/2017 | 09/2018 |
| Alliancebernstein | Nashville | TN | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-12-30 |
| S65 | Uniform Investment Adviser Law Examination | 2020-03-12 |
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