Elizabeth Stockwell

Current Employers

Employment History

• 09/2014 → 05/2019
  Lpl Financial, Llc
  South Portland, ME
• 06/2019 → 08/2019
  Independent Financial Group
  South Portland, ME
• 08/2020 → 06/2023
  Cantella & Co., Inc.
  Malden, MA
• 08/2019 → 08/2020
  Unemployed
  Scarborough, ME
• 12/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 08/2020 → 12/2022
  Cantella & Co., Inc.
  Malden, MA

Previous Registrations

• 2020-10-27 → 2023-06-08
  Cantella & Co., Inc.
  S. Portland, ME
  Scarborough, ME
  Malden, MA
  Malden, MA
• 2016-02-08 → 2019-04-15
  Lpl Financial Llc
  Scarborough, ME
  Scarborough, ME
  San Diego, CA
  South Portland, ME

Other Businesses

1. ES FINANCIAL / 25 Long Creek Drive, South Portland ME / 09/2015 / OWNER, DBA / INV REL / 160 HR/MO - 120 HR TRADING 2. KEOKA LAKE ASSOCIATION / PO Box 97, Waterford ME / 10/2022 / Treasurer / Board Member/Officer/Director/Committee Member/Board Trustee / NIR / 1 HR/MO - 0 HR TRADING 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 12/08/2022 4. SCARBOROUGH HIGH SCHOOL TRACK AND XC BOOSTERS, Scarborough ME 04074, 07/2025, Treasurer, Volunteer, NIR, 2 HR/MO, 0 HR/MO TRADING. 5. ES FINANCIAL - INSURANCE, 25 Long Creek Drive, South Portland ME 04106, 03/2026, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO, 1 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-02-04
• S63 Uniform Securities Agent State Law Examination
  2015-05-20