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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2020-11-30
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2020-11-30

Branch Locations

Citi Retail Banking 330 Madison Avenue, New York, NY 10017 • United States

Citi Wealth Management, Sales 2071 Lemoine Avenue, Suite 200, Fort Lee, NJ 07024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Ny NY 07/2006 Present
  • 07/2006 → Present
    Citigroup
    Ny, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-23
S63 Uniform Securities Agent State Law Examination 2016-02-17
  • S66 Uniform Combined State Law Examination
    2020-11-23
  • S63 Uniform Securities Agent State Law Examination
    2016-02-17

View on SEC IAPD

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