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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-03-26 |
| TX | RA | APPROVED | 2024-08-20 |
| AR | RA | APPROVED | 2024-08-08 |
Branch Locations
480 Pilgrim Way, Green Bay, WI 54304 • United States
2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States
1809 Glenmar Ave, Monroe, LA 71201 • United States
Benton, AR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Little Rock | AR | 08/2004 | 09/2022 |
| Morgan Stanley | Little Rock | AR | 09/2022 | 07/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Little Rock | AR | 07/2024 | Present |
I*954246Entity Type: N/AName of OBA: Benton Touchdown ClubAddress: Benton, Arkansas, 72018Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 08/22/2022No Hours: 12No Hours during trading: 0Duties: Help set up events like the Coaches Show held the Tuesday after Friday night Football. Volunteer to work events like 7 on 7 tournaments the football program puts on to raise funds. I*4138267, Entity Type: , Name of OBA: R M, Address: Hot Springs Village, Arkansas, 71909, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 04/01/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-20 |
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