Joshua D Monson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2004 → 09/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Little Rock, AR
• 09/2022 → 07/2024
  Morgan Stanley
  Little Rock, AR
• 07/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Little Rock, AR

Previous Registrations

• 2022-10-13 → 2024-08-05
  Morgan Stanley
  Little Rock, AR
• 2014-11-21 → 2022-10-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Little Rock, AR
  Bowling Green, KY
  Franklin, TN
  Memphis, TN
  Nashville, TN
  Brentwood, TN
  Jackson, TN
  Nashville, TN
  Clarksville, TN
  Murfreesboro, TN
  Nashville, TN

Other Businesses

I*954246Entity Type: N/AName of OBA: Benton Touchdown ClubAddress: Benton, Arkansas, 72018Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 08/22/2022No Hours: 12No Hours during trading: 0Duties: Help set up events like the Coaches Show held the Tuesday after Friday night Football. Volunteer to work events like 7 on 7 tournaments the football program puts on to raise funds. I*4138267, Entity Type: , Name of OBA: R M, Address: Hot Springs Village, Arkansas, 71909, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 04/01/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2014-11-20

Other Names

• Joshua David Monson