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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Texas Dow Employees Credit Union | Victoria | TX | 02/2016 | Present |
| Lpl Financial Llc | Victoria | TX | 02/2016 | Present |
1)06/15/2021 - TDECU Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)06/15/2021 - TEXAS DOW EMPLOYEES CREDIT UNION - Financial Institution Duty - Inv Rel - At Reported Business Location(s) - Start: 02/2016 - 180 Hr/Mth 3)06/15/2021 - Notary - State of TX - Inv Rel - Start: 08/2020 4)06/15/2021 - ISAGENIX - direct selling business - Non-Inv Rel - Residential Address - tart: 06/2013 - 1 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-20 |
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