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Catherine M. Cafaro

J.P. Morgan Securities LLC

New York, NY

Boston, MA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-08-24
TX RA APPROVED_RES 2022-08-24
  • NY RA
    APPROVED
    Since 2022-08-24
  • TX RA
    APPROVED_RES
    Since 2022-08-24

Branch Locations

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

50 Rowes Wharf, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. New York NY 08/2016 03/2017
Hsbc Bank Usa National Association New York NY 03/2017 08/2022
Hsbc Securities (Usa) Inc. New York NY 03/2017 08/2022
Hsbc Bank Usa, National Associatoin New York NY 03/2017 03/2017
Jpmorgan Chase Bank, Na New York NY 08/2022 Present
Jpmorgan Securities Llc New York NY 08/2022 Present
  • 08/2016 → 03/2017
    Hsbc Bank Usa, N.A.
    New York, NY
  • 03/2017 → 08/2022
    Hsbc Bank Usa National Association
    New York, NY
  • 03/2017 → 08/2022
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 03/2017 → 03/2017
    Hsbc Bank Usa, National Associatoin
    New York, NY
  • 08/2022 → Present
    Jpmorgan Chase Bank, Na
    New York, NY
  • 08/2022 → Present
    Jpmorgan Securities Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-11
S63 Uniform Securities Agent State Law Examination 2014-11-26
  • S66 Uniform Combined State Law Examination
    2017-12-11
  • S63 Uniform Securities Agent State Law Examination
    2014-11-26
Other Names
  • Catherine Cafaro
  • Catherine Marie Cafaro

View on SEC IAPD

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