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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-08-24 |
| TX | RA | APPROVED_RES | 2022-08-24 |
Branch Locations
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | New York | NY | 08/2016 | 03/2017 |
| Hsbc Bank Usa National Association | New York | NY | 03/2017 | 08/2022 |
| Hsbc Securities (Usa) Inc. | New York | NY | 03/2017 | 08/2022 |
| Hsbc Bank Usa, National Associatoin | New York | NY | 03/2017 | 03/2017 |
| Jpmorgan Chase Bank, Na | New York | NY | 08/2022 | Present |
| Jpmorgan Securities Llc | New York | NY | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-26 |
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