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390 Diablo Rd Suite 100, Danville, CA 94526 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group, Inc. | Valencia | CA | 11/2008 | 05/2024 |
| Transamerica Financial Advisors, Inc | Valencia | CA | 09/2014 | 03/2018 |
| Pacifica Hospital | Sun Valley | CA | 02/2016 | 01/2017 |
| Tarzana Treatment Center | Tarzana | CA | 02/2017 | 08/2018 |
| Aurora Las Encinas Hospital | Pasadena | CA | 06/2019 | 10/2020 |
| Kedren Community Hospital | Los Angeles | CA | 09/2018 | 05/2019 |
| Transamerica Financial Advisor, Inc | St. Petersburg | FL | 09/2016 | 07/2024 |
| Lspn Pro, Llc | Lindon | UT | 11/2021 | 08/2024 |
| Axianta Financial Partners | Henderson | NV | 10/2011 | 05/2024 |
| Ipros Insurance Professionals | West Covina | CA | 08/2023 | 08/2024 |
| Encompass More Investments, Llc | Danville | CA | 11/2024 | Present |
| Vantage Financial Alliance | Cumming | GA | 03/2024 | 11/2024 |
| Encompass More Asset Management Llc | Danville | CA | 11/2024 | Present |
| Agencyfi | Alpharetta | GA | 11/2024 | Present |
1) Encompass More Asset Management; Investment related; ?390 Diablo Rd Ste 100, Danville CA, 94526; Registered Investment Advisor; Invesment Advisor Rep.; Start: 11/2024; 6 hrs./wk./ during trading hrs.; Determine client needs for investments. 2) AgencyFi; Not-investment related; 294 South Main St. Suite 600, Alpharetta, GA 30009; Insurance Agency; Agent; Start: 11/11/2024; 2 hrs./week devoted to business; 0 hrs./wk. during trading hrs.; analyze need for and provide insurance product if indicated.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-25 |
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