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Current Employers
Encompass More Asset Management Llc

390 Diablo Rd Suite 100, Danville, CA 94526 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-15
  • CA RA
    APPROVED
    Since 2024-11-15

Branch Locations

390 Diablo Rd Suite 100, Danville, CA 94526 • United States

Lancaster, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group, Inc. Valencia CA 11/2008 05/2024
Transamerica Financial Advisors, Inc Valencia CA 09/2014 03/2018
Pacifica Hospital Sun Valley CA 02/2016 01/2017
Tarzana Treatment Center Tarzana CA 02/2017 08/2018
Aurora Las Encinas Hospital Pasadena CA 06/2019 10/2020
Kedren Community Hospital Los Angeles CA 09/2018 05/2019
Transamerica Financial Advisor, Inc St. Petersburg FL 09/2016 07/2024
Lspn Pro, Llc Lindon UT 11/2021 08/2024
Axianta Financial Partners Henderson NV 10/2011 05/2024
Ipros Insurance Professionals West Covina CA 08/2023 08/2024
Encompass More Investments, Llc Danville CA 11/2024 Present
Vantage Financial Alliance Cumming GA 03/2024 11/2024
Encompass More Asset Management Llc Danville CA 11/2024 Present
Agencyfi Alpharetta GA 11/2024 Present
  • 11/2008 → 05/2024
    World Financial Group, Inc.
    Valencia, CA
  • 09/2014 → 03/2018
    Transamerica Financial Advisors, Inc
    Valencia, CA
  • 02/2016 → 01/2017
    Pacifica Hospital
    Sun Valley, CA
  • 02/2017 → 08/2018
    Tarzana Treatment Center
    Tarzana, CA
  • 06/2019 → 10/2020
    Aurora Las Encinas Hospital
    Pasadena, CA
  • 09/2018 → 05/2019
    Kedren Community Hospital
    Los Angeles, CA
  • 09/2016 → 07/2024
    Transamerica Financial Advisor, Inc
    St. Petersburg, FL
  • 11/2021 → 08/2024
    Lspn Pro, Llc
    Lindon, UT
  • 10/2011 → 05/2024
    Axianta Financial Partners
    Henderson, NV
  • 08/2023 → 08/2024
    Ipros Insurance Professionals
    West Covina, CA
  • 11/2024 → Present
    Encompass More Investments, Llc
    Danville, CA
  • 03/2024 → 11/2024
    Vantage Financial Alliance
    Cumming, GA
  • 11/2024 → Present
    Danville, CA
  • 11/2024 → Present
    Agencyfi
    Alpharetta, GA
Previous Registrations
Other Businesses

1) Encompass More Asset Management; Investment related; ?390 Diablo Rd Ste 100, Danville CA, 94526; Registered Investment Advisor; Invesment Advisor Rep.; Start: 11/2024; 6 hrs./wk./ during trading hrs.; Determine client needs for investments. 2) AgencyFi; Not-investment related; 294 South Main St. Suite 600, Alpharetta, GA 30009; Insurance Agency; Agent; Start: 11/11/2024; 2 hrs./week devoted to business; 0 hrs./wk. during trading hrs.; analyze need for and provide insurance product if indicated.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-06
S63 Uniform Securities Agent State Law Examination 2021-01-25
  • S65 Uniform Investment Adviser Law Examination
    2021-04-06
  • S63 Uniform Securities Agent State Law Examination
    2021-01-25
Other Names
  • Vicki Waits

View on SEC IAPD

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