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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2019-01-28
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2019-01-28

Branch Locations

82 7Th St, Garden City, NY 11530 • United States

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2008 Present
Jpmorgan Chase Bank, N.A. New York NY 10/2010 Present
Johnny Utahs New York NY 03/2016 09/2018
  • 10/2008 → Present
    New York, NY
  • 10/2010 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 03/2016 → 09/2018
    Johnny Utahs
    New York, NY
Other Businesses

Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-06-06
  • S63 Uniform Securities Agent State Law Examination
    2010-06-06
Other Names
  • Daniel Rabe

View on SEC IAPD

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