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Current Employers
Williams Jones Wealth Management, Llc

717 Fifth Avenue 11Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-17
NY RA APPROVED 2021-08-18
  • TX RA
    APPROVED_RES
    Since 2025-07-17
  • NY RA
    APPROVED
    Since 2021-08-18

Branch Locations

717 Fifth Avenue 11Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 07/2016 03/2017
Hightower Securities, Llc New York NY 03/2017 12/2018
Hightower Advisors, Llc New York NY 03/2017 12/2018
Williams, Jones & Associates, Llc New York NY 01/2019 08/2019
Williams Jones Wealth Management, Llc New York NY 09/2019 Present
  • 07/2016 → 03/2017
    Ubs Financial Services Inc.
    New York, NY
  • 03/2017 → 12/2018
    Hightower Securities, Llc
    New York, NY
  • 03/2017 → 12/2018
    New York, NY
  • 01/2019 → 08/2019
    Williams, Jones & Associates, Llc
    New York, NY
  • 09/2019 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-10-10
S63 Uniform Securities Agent State Law Examination 2014-12-17
  • S65 Uniform Investment Adviser Law Examination
    2016-10-10
  • S63 Uniform Securities Agent State Law Examination
    2014-12-17

View on SEC IAPD

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