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717 Fifth Avenue 11Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-17 |
| NY | RA | APPROVED | 2021-08-18 |
Branch Locations
717 Fifth Avenue 11Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 07/2016 | 03/2017 |
| Hightower Securities, Llc | New York | NY | 03/2017 | 12/2018 |
| Hightower Advisors, Llc | New York | NY | 03/2017 | 12/2018 |
| Williams, Jones & Associates, Llc | New York | NY | 01/2019 | 08/2019 |
| Williams Jones Wealth Management, Llc | New York | NY | 09/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-17 |
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