Best Investors Account Sign in

Tyler Adam Schmitt

Hightower Advisors, LLC

Williamsville, NY

Chicago, IL

CRD 6395627

Claim This Profile
Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-04-04
  • NY RA
    APPROVED
    Since 2023-04-04

Branch Locations

747 Hopkins Rd. Williamsville, Williamsville, NY 14221 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Templeton Distributors, Inc. Rancho Cordova CA 09/2014 01/2023
Franklin Templeton Financial Services Corp. Rancho Cordova CA 05/2020 01/2023
Legg Mason Investor Services, Llc Rancho Cordova CA 07/2021 01/2023
Hightower Chicago IL 01/2023 Present
  • 09/2014 → 01/2023
    Franklin Templeton Distributors, Inc.
    Rancho Cordova, CA
  • 05/2020 → 01/2023
    Franklin Templeton Financial Services Corp.
    Rancho Cordova, CA
  • 07/2021 → 01/2023
    Legg Mason Investor Services, Llc
    Rancho Cordova, CA
  • 01/2023 → Present
    Hightower
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-03
S63 Uniform Securities Agent State Law Examination 2015-08-05
  • S65 Uniform Investment Adviser Law Examination
    2023-04-03
  • S63 Uniform Securities Agent State Law Examination
    2015-08-05

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Williamsville, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor