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Tyler Adam Schmitt

Hightower Advisors, LLC

Williamsville, NY

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-04-04
  • NY RA
    APPROVED
    Since 2023-04-04

Branch Locations

747 Hopkins Rd. Williamsville, Williamsville, NY 14221 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Templeton Distributors, Inc. Rancho Cordova CA 09/2014 01/2023
Franklin Templeton Financial Services Corp. Rancho Cordova CA 05/2020 01/2023
Legg Mason Investor Services, Llc Rancho Cordova CA 07/2021 01/2023
Hightower Chicago IL 01/2023 Present
  • 09/2014 → 01/2023
    Franklin Templeton Distributors, Inc.
    Rancho Cordova, CA
  • 05/2020 → 01/2023
    Franklin Templeton Financial Services Corp.
    Rancho Cordova, CA
  • 07/2021 → 01/2023
    Legg Mason Investor Services, Llc
    Rancho Cordova, CA
  • 01/2023 → Present
    Hightower
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-03
S63 Uniform Securities Agent State Law Examination 2015-08-05
  • S65 Uniform Investment Adviser Law Examination
    2023-04-03
  • S63 Uniform Securities Agent State Law Examination
    2015-08-05

View on SEC IAPD

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