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Thomas C Huber

Lazard Asset Management LLC

New York, NY

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Current Employers
Lazard Asset Management Llc

30 Rockefeller Plaza, New York, NY 10112 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-08
  • TX RA
    APPROVED
    Since 2023-06-08

Branch Locations

30 Rockefeller Plaza, New York, NY 10112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Long Island City NY 11/2015 08/2017
Roundtable Capital Services Llc New York NY 08/2018 02/2020
Roundtable Investment Partners Llc New York NY 02/2018 02/2020
Eagle Bay Advisors New York NY 08/2017 02/2018
Eagle Bay Family Office New York NY 03/2020 05/2023
Lazard Asset Management Securities Llc New York NY 06/2023 Present
Lazard Asset Management Llc New York NY 06/2023 Present
  • 11/2015 → 08/2017
    Citigroup
    Long Island City, NY
  • 08/2018 → 02/2020
    Roundtable Capital Services Llc
    New York, NY
  • 02/2018 → 02/2020
    Roundtable Investment Partners Llc
    New York, NY
  • 08/2017 → 02/2018
    Eagle Bay Advisors
    New York, NY
  • 03/2020 → 05/2023
    Eagle Bay Family Office
    New York, NY
  • 06/2023 → Present
    Lazard Asset Management Securities Llc
    New York, NY
  • 06/2023 → Present
    Lazard Asset Management Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-10-19
S65 Uniform Investment Adviser Law Examination 2022-11-07
  • S63 Uniform Securities Agent State Law Examination
    2023-10-19
  • S65 Uniform Investment Adviser Law Examination
    2022-11-07

View on SEC IAPD

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P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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