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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-12-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nicklaus Financial Service, Llc | Dixon | IL | 09/2014 | Present |
| Lpl Financial, Llc | Dixon | IL | 09/2015 | Present |
1. 11/27/2019 - Nicklaus Financial Service, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2016 - 150 Hours Per Month/5 Hours During Securities Trading. 2. 3/15/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Start Date: 12//2015 - 1 Hour Per Month/1 Hour During Securities Trading - Notarize forms for clients if paperwork requires it. 3. 10/15/2021 - Nicklaus Financial Service, LLC - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Member, Enrolled Agent - Started 08/01/2015 - 15 Hours Per Month/5 Hours During Securities Trading - Tax preparation and planning services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-16 |
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