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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-28
CO RA APPROVED 2025-02-20
  • TX RA
    APPROVED_RES
    Since 2025-03-28
  • CO RA
    APPROVED
    Since 2025-02-20

Branch Locations

12325 Oracle Blvd. Suite 121, Colorado Springs, CO 80921 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc Colorado Springs CO 08/2014 02/2025
Carpet Md Colorado Springs CO 10/2010 08/2022
(Dba) Rt Course Wealth Management Colorado Springs CO 08/2014 Present
True North Ministry Colorado Springs CO 08/2015 Present
Cetera Wealth Services, Llc Colorado Springs CO 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 08/2014 → 02/2025
    Concourse Financial Group Securities Inc
    Colorado Springs, CO
  • 10/2010 → 08/2022
    Carpet Md
    Colorado Springs, CO
  • 08/2014 → Present
    (Dba) Rt Course Wealth Management
    Colorado Springs, CO
  • 08/2015 → Present
    True North Ministry
    Colorado Springs, CO
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Colorado Springs, CO
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2015-08-03 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Colorado Springs, CO
    Birmingham, AL
Other Businesses

(dba) RT COURSE WEALTH MANAGEMENT; Investment Related; 12325 Oracle Blvd, Ste 121, Colorado Springs, CO 80921; Financial Services; Investment Representative; Start Date 08/2014; 20 hours per month; Meet with clients to discuss their investment objectives, plans and goals in order to help them achieve financial success. >> TRUE NORTH MINISTRY; Non-Investment Related; Residence; Other; Minister/Teacher; Start Date 08/2015; 10 hours per month; Teach the bible two times a month, call and/or visit the sick/dying, visit people I know and love in the hospital, perform weddings, funerals, remembrance services; no membership. >> STONE & STEEL LLC; Non-Investment Related; 6810 Buckboard Drive, Falcon, CO 80831; Other; Handyman; Start Date 03/2021; 12 hours per month with no hours, minimum number if necessary, per month during trading hours; Work to bring modular home foundations up to code.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-31
  • S66 Uniform Combined State Law Examination
    2015-07-31
Other Names
  • Mark Wallace

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