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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-03-13 |
| IN | RA | APPROVED | 2017-03-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith, Inc. | Evansville | IN | 09/2013 | 12/2016 |
| University Fo Southern Indiana | Evansville | IN | 08/2013 | 12/2016 |
| Merrill Lynch, Pierce, Fenner And Smith, Inc. | Evansville | IN | 12/2016 | Present |
| Bank Of America, N.A. | Evansville | IN | 05/2017 | Present |
I*114256 For profit or not for profit: Non-Profit Organization Name of outside business organization: The Salvation Army Evansville Address of business: Evansville, Indiana 47710 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member Start date of relationship: 5/7/2018 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 1 Duties: Serve as an advisory board member I*918308 For profit or not for profit: Entity For Profit Name of outside business organization: Powers Enterprises, LLC Investment related: Yes Address of business: Evansville, Indiana, 47714 Position, title, association: Owner Start date of relationship: 10/1/2022 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0 Duties: 1/3 ownership in family business with sister and father. Family business has a retail Wig Shop and real estate.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-23 |
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