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Daniel Farrell

J.P. Morgan Securities LLC

Columbus, OH

Mineola, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-06-03
NJ RA APPROVED 2026-06-03
OH RA APPROVED 2026-06-03
NY RA APPROVED 2026-03-24
TX RA APPROVED 2026-03-24
  • CT RA
    APPROVED
    Since 2026-06-03
  • NJ RA
    APPROVED
    Since 2026-06-03
  • OH RA
    APPROVED
    Since 2026-06-03
  • NY RA
    APPROVED
    Since 2026-03-24
  • TX RA
    APPROVED
    Since 2026-03-24

Branch Locations

1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States

216 Old Country Rd, Mineola, NY 11501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Mineola NY 03/2026 Present
Morgan Stanley Garden City NY 05/2011 03/2026
Previous Registrations
  • 2011-06-21 → 2026-03-17
    Morgan Stanley
    Jericho, NY
    Garden City, NY
    West Babylon, NY
  • 2007-01-30 → 2011-06-01
    Chase Investment Services Corp.
    Stony Brook, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-09
  • S66 Uniform Combined State Law Examination
    2006-09-09
Other Names
  • Daniel Edward Farrell

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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