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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-10 |
| NY | RA | APPROVED | 2023-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | New York | NY | 06/2016 | 01/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 01/2019 | 06/2023 |
| Bank Of America, N.A. | New York | NY | 02/2019 | 06/2023 |
| Raymond James & Associates, Inc. | New York | NY | 06/2023 | Present |
Precious Dreams Foundation 116 E 27th St. 12th Fl. New York, NY, 10016 Non-profit that helps underserved Youth in NYC Junior Board Volunteer. No Comp
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-08-01 |
| S65 | Uniform Investment Adviser Law Examination | 2015-01-20 |
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