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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2017-12-22
TX RA APPROVED 2015-04-07
  • NM RA
    APPROVED
    Since 2017-12-22
  • TX RA
    APPROVED
    Since 2015-04-07

Branch Locations

600 S Tyler St Ste 104, Amarillo, TX 79101-2394 • United States

1295 S 2Nd St, Raton, NM 87740 • United States

640 N Carroll Ave Ste 100, Southlake, TX 76092 • United States

Amarillo, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Amarillo TX 09/2014 03/2020
Ameriprise Financial Services, Llc Amarillo TX 03/2020 Present
Other Businesses

Board of Directors; Westview Christian Church Board; Deacon; 6810 Hillside Rd, , Amarillo, TX, 79109; Not Investment-Related; 06/25/2023; 1 to 9 hours per month; 0 during trading hours / U.S. Institute for Neurodevelopment; Treasurer; 6141 W Amarillo Blvd, , Amarillo, TX, 79106; Not Investment-Related; 06/06/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-06
  • S66 Uniform Combined State Law Examination
    2015-04-06
Other Names
  • Andy Carroll
  • Andrew J Carroll

View on SEC IAPD

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