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801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2015-05-18 |
Branch Locations
801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State Employees' Credit Union | Raleigh | NC | 09/2014 | Present |
| Secu Brokerage Services | Raleigh | NC | 02/2015 | Present |
| Secu Life Insurance Company | Raleigh | NC | 02/2015 | Present |
| Credit Union Investment Services | Raleigh | NC | 04/2015 | Present |
| Aardvark Exterminating Co | Fuquay Varina | NC | 03/2016 | 04/2017 |
STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 2/2015. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. LAZY L, LLC. NOT INVESTMENT RELATED. ADDRESS: 7838 VALLEYFIELD DR, SPRINGFIELD, VA 22153. NATURE: REAL ESTATE/RENTAL PROPERTY. TITLE: PARTNER (1/2 OF 16TH STAKE). START DATE 1/14/2015. DEVOTE NO TIME TO OTHER BUSINESS DURING SECURITIES TRADING HOURS OR OTHERWISE. DUTIES: NONE Aardvark Exterminating, 3325 Air Park Rd., Fuquay Varina, NC 27526. Not investment related. Nature: Family exterminating business. Start date: 10/2021. Title: none. Duties: No regular responsibilities. To serve solely as emergency back-up for signing checks and processing payroll. Devote no time to other business during securities trading hours or otherwise.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-18 |
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