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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-05-18
  • NC RA
    APPROVED
    Since 2015-05-18

Branch Locations

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Employees' Credit Union Raleigh NC 09/2014 Present
Secu Brokerage Services Raleigh NC 02/2015 Present
Secu Life Insurance Company Raleigh NC 02/2015 Present
Credit Union Investment Services Raleigh NC 04/2015 Present
Aardvark Exterminating Co Fuquay Varina NC 03/2016 04/2017
  • 09/2014 → Present
    State Employees' Credit Union
    Raleigh, NC
  • 02/2015 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 02/2015 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 04/2015 → Present
    Raleigh, NC
  • 03/2016 → 04/2017
    Aardvark Exterminating Co
    Fuquay Varina, NC
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 2/2015. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. LAZY L, LLC. NOT INVESTMENT RELATED. ADDRESS: 7838 VALLEYFIELD DR, SPRINGFIELD, VA 22153. NATURE: REAL ESTATE/RENTAL PROPERTY. TITLE: PARTNER (1/2 OF 16TH STAKE). START DATE 1/14/2015. DEVOTE NO TIME TO OTHER BUSINESS DURING SECURITIES TRADING HOURS OR OTHERWISE. DUTIES: NONE Aardvark Exterminating, 3325 Air Park Rd., Fuquay Varina, NC 27526. Not investment related. Nature: Family exterminating business. Start date: 10/2021. Title: none. Duties: No regular responsibilities. To serve solely as emergency back-up for signing checks and processing payroll. Devote no time to other business during securities trading hours or otherwise.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-18
  • S66 Uniform Combined State Law Examination
    2015-05-18
Other Names
  • Josh Shellman

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