Colin Spencer Christy

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 03/2017
  Ubs Financial Services Inc
  Las Vegas, NV
• 04/2017 → Present
  Ubs Financial Services Inc.
  Las Vegas, NV

Other Businesses

ELITE VIP, LLC. THE BUSINESS IS NOT INVESTMENT-RELATED. PLEASE NOTE THAT THE BUSINESS IS NOT CURRENTLY IN OPERATION AND IS IN A "REVOKED" STATUS WITH THE NEVADA SECRETARY OF STATE. THE MOST CURRENT MAILING ADDRESS IS THAT OF THE NON-COMMERCIAL AGENT (MYSELF) AT 15 E. AGATE AVE. UNIT 303, LAS VEGAS, NV 89123, BUT THE NEVADA SECRARY OF STATE STILL HAS MY PREVIOUS ADDRESS ON FILE (7777 S. JONES BLVD #1184, LAS VEGAS, NV 89139). THE BUSINESS WAS FORMED TO PROVIDE RESERVATION AND CONCIERGE SERVICES. I AM THE SOLE MANAGING MEMBER. THE BUSINESS WAS STARTED IN SEPTEMBER OF 2009 AND CEASED OPERATING IN FEBRUARY OF 2011. I DEVOTE ZERO (0) HOURS PER MONTH TO THE BUSINESS AND ZERO (0) HOURS TO THE BUSINESS DURING SECURITIES TRADING HOURS. I HAVE NO DUTIES RELATING TO THE BUSINESS, THERE ARE NO EMPLOYEES, I DRAW NO SALARY NOR DO I EARN ANY WAGES FROM THE BUSINESS. I PLAN TO FILE DISSOLUTION PAPERWORK WITH THE STATE OF NEVADA IN 2016.Start date- 9/23/2009

Exams

• S66 Uniform Combined State Law Examination
  2015-02-05