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Inactive

Gary D Johnston

Facet

West Palm Beach, FL

Perkasie, PA

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Current Employers
Facet

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-03-30
TX RA APPROVED 2022-03-30
  • PA RA
    APPROVED
    Since 2022-03-30
  • TX RA
    APPROVED
    Since 2022-03-30

Branch Locations

2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States

Perkasie, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sei Investments Distribution Co Oaks PA 05/2016 04/2019
Sei Investments Management Corp Oaks PA 05/2016 04/2019
Facet Wealth Management Baltimore MD 04/2019 04/2021
Facet Wealth Management Baltimore MD 04/2021 07/2021
Facet Wealth Management Baltimore MD 07/2021 Present
  • 05/2016 → 04/2019
    Sei Investments Distribution Co
    Oaks, PA
  • 05/2016 → 04/2019
    Sei Investments Management Corp
    Oaks, PA
  • 04/2019 → 04/2021
    Facet Wealth Management
    Baltimore, MD
  • 04/2021 → 07/2021
    Facet Wealth Management
    Baltimore, MD
  • 07/2021 → Present
    Facet Wealth Management
    Baltimore, MD
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-11
S63 Uniform Securities Agent State Law Examination 2015-01-09
  • S65 Uniform Investment Adviser Law Examination
    2016-07-11
  • S63 Uniform Securities Agent State Law Examination
    2015-01-09
Designations

View on SEC IAPD

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Other Offices

CLEARSKY ADVISORS LLC · WEST PALM BEACH, FL
MYRIAD ASSET MANAGEMENT ADVISORS LLC · WEST PALM BEACH, FL
TCG STRATEGIC INCOME ADVISOR LLC · WEST PALM BEACH, FL
SUNRISE MANAGER LLC · WEST PALM BEACH, FL
SRT GROUP LLC · WEST PALM BEACH, FL
UBS FINANCIAL SERVICES INC. · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · West Palm Beach, FL

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