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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-09-29 |
Branch Locations
3200 Southwest Fwy Ste 3100, Houston, TX 77027-7528 • United States
1601 Elm St Ste 4350, Dallas, TX 75201 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Horizon Wealth Management | Baton Rouge | LA | 08/2014 | 10/2016 |
| Cetera Advisors | Denver | CO | 10/2016 | 07/2017 |
| Ameriprise Financial Services, Inc. | Houston | TX | 09/2017 | 03/2020 |
| Unemployed | Houston | TX | 08/2017 | 09/2017 |
| Ameriprise Financial Services, Llc | Houston | TX | 03/2020 | Present |
Outside Employment; Geaux Sooners, LLC DBA Luminate; Financial advisor; Manage advisory business; 1601 Elm Street, Suite 4350, Dallas, TX, 75201; Investment-Related; 09/11/2017; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-10 |
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