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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2022-09-29 |
| CA | RA | APPROVED | 2022-09-14 |
| ME | RA | APPROVED | 2022-09-14 |
| MT | RA | APPROVED | 2022-09-14 |
| TX | RA | APPROVED_RES | 2021-03-03 |
| WA | RA | APPROVED | 2014-12-26 |
Branch Locations
110 James St Ste 100, Edmonds, WA 98020 • United States
520 E Whidbey Ave Ste 202, Oak Harbor, WA 98277-5921 • United States
Shoreline, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Edmonds | WA | 08/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Edmonds | WA | 03/2020 | Present |
Business Ownership; Pacwest Affiliates LLC; manage team finances, new membership, process adoption, and manage all expenses.; business administration for Soundview Financial Group; 110 James St Ste 100, , Edmonds, WA, 98020; Investment-Related; 12/19/2019; 20 to 39 hours per month; 0 during trading hours / Super Ensemble Partners LLC; Leader for the team. Manage strategic relationships. Hiring and recruiting. Financial decisions. Public spokesperson for the team.; Run operations for our Ameriprise team practice and provide succession planning and employee equity path.; 110 James Street Ste 100, , Edmonds, WA, 98020; Not Investment-Related; 12/01/2022; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-22 |
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