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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-23
  • TX RA
    APPROVED
    Since 2024-12-23

Branch Locations

Waco, TX • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities, Llc Saginaw TX 08/2016 06/2019
Jpmorgan Chase Bank N.A. Fort Worth TX 08/2016 01/2021
Jpmorgan Securities Llc Forth Worth TX 09/2019 01/2021
Fidelity Investments Westlake TX 02/2021 07/2022
J.P. Morgan Securities Llc Colleyville TX 10/2022 12/2024
Jpmorgan Chase Bank, N.A. Colleyville TX 08/2022 12/2024
Fidelity Personal And Workplace Advisors Westlake TX 04/2022 08/2022
Empower Financial Services, Inc Greenwood Village CO 12/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 12/2024 Present
  • 08/2016 → 06/2019
    Saginaw, TX
  • 08/2016 → 01/2021
    Jpmorgan Chase Bank N.A.
    Fort Worth, TX
  • 09/2019 → 01/2021
    Jpmorgan Securities Llc
    Forth Worth, TX
  • 02/2021 → 07/2022
    Fidelity Investments
    Westlake, TX
  • 10/2022 → 12/2024
    Colleyville, TX
  • 08/2022 → 12/2024
    Jpmorgan Chase Bank, N.A.
    Colleyville, TX
  • 04/2022 → 08/2022
    Fidelity Personal And Workplace Advisors
    Westlake, TX
  • 12/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 12/2024 → Present
    Greenwood Village, CO
Previous Registrations
  • 2022-11-04 → 2024-12-16
    Colleyville, TX
    Fort Worth, TX
  • 2022-04-06 → 2022-08-24
    Fidelity Personal And Workplace Advisors
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-18
S63 Uniform Securities Agent State Law Examination 2014-09-08
  • S66 Uniform Combined State Law Examination
    2021-10-18
  • S63 Uniform Securities Agent State Law Examination
    2014-09-08
Other Names
  • Frank Zaragoza
  • Frank Zaragoza

View on SEC IAPD

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