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100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-12-05 |
| IN | RA | APPROVED | 2023-09-25 |
| CT | RA | APPROVED | 2022-11-21 |
Branch Locations
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
363 E. Elkhorn Ave. Suite 308, Estes Park, CO 80517 • United States
1690 Broadway, Building 19 Ste. 10, Fort Wayne, IN 46802 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors, Inc. | Bristol | CT | 12/2015 | 10/2022 |
| Lpl Financial Llc | Glastonbury | CT | 11/2022 | Present |
| Gateway Wealth Partners, Llc | Estes Park | CO | 11/2022 | Present |
| Finlit Wealth Llc | Bristol | CT | 02/2019 | 11/2022 |
1- 11/2022 / Gateway Financial Partners / DBA for LPL Business (entity for LPL business) / Investment Related / Estes Park, CO 2- 11/2012 / Non-Variable Insurance / Investment Related / Estes Park, CO 3- 11/22/2022 - Gateway Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 11/2022 - 40 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 11/22/2022 - Gateway Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 11/2022 - 40 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5- 11/15/2024 - Valhalla Insurance Group LLC - Insurance Agency - Investment Related - At Reported Business Location(s) - Start Date 09/03/2024 - 25 Hours Per Month/ 0 Hours During Trading 6- 11/03/2025 - Other - Volunteer Firefighter - Not Investment Related - Allenspark, CO - Start Date 10/15/2025 - 20 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-24 |
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