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Current Employers
Gateway Wealth Partners, Llc

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-12-05
IN RA APPROVED 2023-09-25
CT RA APPROVED 2022-11-21
  • CO RA
    APPROVED
    Since 2023-12-05
  • IN RA
    APPROVED
    Since 2023-09-25
  • CT RA
    APPROVED
    Since 2022-11-21

Branch Locations

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

363 E. Elkhorn Ave. Suite 308, Estes Park, CO 80517 • United States

1690 Broadway, Building 19 Ste. 10, Fort Wayne, IN 46802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc. Bristol CT 12/2015 10/2022
Lpl Financial Llc Glastonbury CT 11/2022 Present
Gateway Wealth Partners, Llc Estes Park CO 11/2022 Present
Finlit Wealth Llc Bristol CT 02/2019 11/2022
Previous Registrations
Other Businesses

1- 11/2022 / Gateway Financial Partners / DBA for LPL Business (entity for LPL business) / Investment Related / Estes Park, CO 2- 11/2012 / Non-Variable Insurance / Investment Related / Estes Park, CO 3- 11/22/2022 - Gateway Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 11/2022 - 40 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4- 11/22/2022 - Gateway Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 11/2022 - 40 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5- 11/15/2024 - Valhalla Insurance Group LLC - Insurance Agency - Investment Related - At Reported Business Location(s) - Start Date 09/03/2024 - 25 Hours Per Month/ 0 Hours During Trading 6- 11/03/2025 - Other - Volunteer Firefighter - Not Investment Related - Allenspark, CO - Start Date 10/15/2025 - 20 hours per month/ 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-22
S63 Uniform Securities Agent State Law Examination 2015-06-24
  • S65 Uniform Investment Adviser Law Examination
    2016-02-22
  • S63 Uniform Securities Agent State Law Examination
    2015-06-24

View on SEC IAPD

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