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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-11 |
| ME | RA | APPROVED | 2017-02-15 |
Branch Locations
70 Lincoln Street 3Rd Floor, Lewiston, ME 04240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Androscoggin Bank | Lewiston | ME | 06/2016 | Present |
| Invest Financial Corp. | Tampa | FL | 06/2016 | 02/2017 |
| Raymond James Financial Services, Inc. | Lewiston | ME | 02/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Lewiston | ME | 02/2017 | Present |
| Androscoggin Financial Services | Lewiston | ME | 01/2018 | Present |
(1) Name of Business: Androscoggin Bank Address: 30 Lisbon St, Lewiston, ME, 04240, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 06/06/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Employee of Androscoggin Bank. No additional responsibilities outside my role as RJFS advisor with Androscoggin Financial Services (2) Name of Business: Androscoggin Financial Services Address: 30 Lisbon St, Lewiston, ME, 04240-7116, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: DBA for Raymond James
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-07 |
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