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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2023-06-09 |
| TX | RA | APPROVED | 2023-06-09 |
Branch Locations
1585 Kapiolani Blvd Ste 1100, Honolulu, HI 96814-4523 • United States
Honolulu, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Honolulu | HI | 05/2015 | 06/2017 |
| Raymond James & Associates | Honolulu | HI | 06/2017 | 03/2019 |
| Wells Fargo Clearing Services, Llc | Honolulu | HI | 03/2019 | 06/2023 |
| Ameriprise Financial Services, Llc | Honolulu | HI | 06/2023 | Present |
Board of Directors; Make a Wish Young Leaders Board; Young Leaders Board Member; 900 Fort Street Mall, Suite 1200, Honolulu, HI, 96813; Not Investment-Related; 08/01/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-17 |
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