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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-28
NY RA APPROVED 2022-04-04
  • TX RA
    APPROVED_RES
    Since 2022-04-28
  • NY RA
    APPROVED
    Since 2022-04-04

Branch Locations

75 Rockefeller Plz, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2016 10/2017
Bank Of America, N.A. New York NY 08/2016 10/2017
Citigroup Long Island City NY 10/2017 02/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 02/2022 Present
Mass Mutual Long Island City NY 08/2018 11/2019
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-12
  • S66 Uniform Combined State Law Examination
    2016-07-12

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