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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2025-03-04 |
Branch Locations
5550 Wild Rose Ln Suite 400, Office 4037, West Des Moines, IA 50266 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities, Inc. | Des Moines | IA | 03/2014 | 05/2018 |
| Principal Life Insurance Company | Des Moines | IA | 03/2014 | 05/2018 |
| Tiaa | Ames | IA | 06/2018 | 07/2024 |
| Tiaa-Cref Individual & Institutional Services, Llc | Ames | IA | 06/2018 | 07/2024 |
| Country Captial Management Company | Bloomington | IL | 11/2024 | 02/2025 |
| Country Trust Bank | West Des Moines | IA | 11/2024 | 02/2025 |
| Country Insurance Affiliates | West Des Moines | IA | 11/2024 | 02/2025 |
| Unemployed | West Des Moines | IA | 08/2024 | 10/2024 |
| Wealth Enhancement Group | West Des Moines | IA | 03/2025 | Present |
| Wealth Enhancement Advisory Services | West Des Moines | IA | 03/2025 | Present |
| Wealth Enhancement Brokerage Services | West Des Moines | IA | 03/2025 | Present |
COOK FAMILY RENTALS, LLC - PRESIDENT - START DATE 08/2022 - RESIDENTIAL RENTAL PROPERTY - NON-INVESTMENT RELATED - 1 HOUR SPENT PER MONTH WITH 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-01 |
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