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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-10-08 |
| TX | RA | APPROVED | 2024-10-08 |
Branch Locations
5625 E Santa Ana Canyon Rd, Anaheim, CA 92807 • United States
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Riverside | CA | 08/2012 | 04/2018 |
| Wells Fargo Advisors Llc | Riverside | CA | 08/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Riverside | CA | 11/2016 | 04/2018 |
| Edward Jones | St Louis | MO | 04/2018 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Irvine | CA | 10/2018 | 01/2024 |
| Bank Of America, N.A. | Irvine | CA | 11/2018 | 01/2024 |
| Alpha Cubed Investments, Llc | Irvine | CA | 01/2024 | 09/2024 |
| Wells Fargo Clearing Services, Llc | Irvine | CA | 09/2024 | Present |
ORIGINAL GOLFERS LLC; NOT INV. RELATED; CORONA, CA; 100% OWNERSHIP; ONLING RETAIL STORE FOR GOLF ACCESSORIES; START DATE 10/1/2021; 3 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: FIND PRODUCTS AND POST THEM FOR SALE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-14 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-14 |
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