Armond Lamar Herndon

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 04/2018
  Wells Fargo Bank Na
  Riverside, CA
• 08/2014 → 11/2016
  Wells Fargo Advisors Llc
  Riverside, CA
• 11/2016 → 04/2018
  Wells Fargo Clearing Services, Llc
  Riverside, CA
• 04/2018 → 08/2018
  Edward Jones
  St Louis, MO
• 10/2018 → 01/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Irvine, CA
• 11/2018 → 01/2024
  Bank Of America, N.A.
  Irvine, CA
• 01/2024 → 09/2024
  Alpha Cubed Investments, Llc
  Irvine, CA
• 09/2024 → Present
  Wells Fargo Clearing Services, Llc
  Irvine, CA

Previous Registrations

• 2024-01-08 → 2024-07-26
  Alpha Cubed Investments, Llc
  Costa Mesa, CA
• 2018-11-05 → 2024-01-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Irvine, CA
• 2018-06-15 → 2018-08-24
  Edward Jones
  Corona, CA
  Corona, CA
  St Louis, MO
  Corona, CA
  St Louis, MO

Other Businesses

ORIGINAL GOLFERS LLC; NOT INV. RELATED; CORONA, CA; 100% OWNERSHIP; ONLING RETAIL STORE FOR GOLF ACCESSORIES; START DATE 10/1/2021; 3 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: FIND PRODUCTS AND POST THEM FOR SALE.

Exams

• S66 Uniform Combined State Law Examination
  2018-06-14
• S63 Uniform Securities Agent State Law Examination
  2014-10-14

Designations

• Certified Financial Planner

Other Names

• Armond Lamar Herndon
• Armond Herndon