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Benjamin Todd Plyler

Wells Fargo Clearing Services, LLC

Raleigh, NC

Raleigh, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2014-11-05
  • NC RA
    APPROVED
    Since 2014-11-05

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

7600 Creedmoor Rd, Raleigh, NC 27613 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Durham NC 08/2014 11/2016
Wells Fargo Bank Na Durham NC 06/2013 Present
Wells Fargo Clearing Services, Llc Durham NC 11/2016 Present
  • 08/2014 → 11/2016
    Wells Fargo Advisors, Llc.
    Durham, NC
  • 06/2013 → Present
    Wells Fargo Bank Na
    Durham, NC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Durham, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-11-05
S63 Uniform Securities Agent State Law Examination 2014-10-14
  • S65 Uniform Investment Adviser Law Examination
    2014-11-05
  • S63 Uniform Securities Agent State Law Examination
    2014-10-14

View on SEC IAPD

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Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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