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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-02-06 |
Branch Locations
2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States
13355 South St, Cerritos, CA 90703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Cerritos | CA | 02/1997 | Present |
| Wells Fargo Advisors Llc | La Mirada | CA | 08/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Cerritos | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-14 |
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