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Miguel Lazarte

J.P. Morgan Securities LLC

Rancho Palos Verdes, CA

Torrance, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-31
  • CA RA
    APPROVED
    Since 2024-01-31

Branch Locations

28300 S Western Ave, Rancho Palos Verdes, CA 90275 • United States

2549-A Pacific Coast Hwy, Torrance, CA 90505 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Gardena CA 01/2011 11/2016
Wells Fargo Advisors Llc Los Angeles CA 08/2014 01/2024
Wells Fargo Clearing Services, Llc Gardena CA 08/2014 01/2024
J.P. Morgan Securities Llc Torrance CA 01/2024 Present
Jpmorgan Chase Bank, N.A. Torrance CA 01/2024 Present
Grayson Enterprise Hawthorne CA 06/2020 12/2023
  • 01/2011 → 11/2016
    Wells Fargo Bank Na
    Gardena, CA
  • 08/2014 → 01/2024
    Wells Fargo Advisors Llc
    Los Angeles, CA
  • 08/2014 → 01/2024
    Wells Fargo Clearing Services, Llc
    Gardena, CA
  • 01/2024 → Present
    J.P. Morgan Securities Llc
    Torrance, CA
  • 01/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Torrance, CA
  • 06/2020 → 12/2023
    Grayson Enterprise
    Hawthorne, CA
Previous Registrations
  • 2021-01-15 → 2024-02-13
    Wells Fargo Clearing Services, Llc
    Los Angeles, CA
    El Segundo, CA
    Beverly Hills, CA
    Los Angeles, CA
    Gardena, CA
    El Segundo, CA
    El Segundo, CA
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-14
S63 Uniform Securities Agent State Law Examination 2014-12-30
  • S65 Uniform Investment Adviser Law Examination
    2021-01-14
  • S63 Uniform Securities Agent State Law Examination
    2014-12-30
Other Names
  • Miguel Lazarte
  • Miguel A Lazarte
  • Miguel Angel Lazarte

View on SEC IAPD

Other Firms

PLANMEMBER SECURITIES CORPORATION
U.S. BANCORP ADVISORS, LLC
OSAIC WEALTH, INC.
WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC

Other Investors

Michael Richard McCallister
RICHARD THOMAS MCCALLISTER
Maria Guadalupe Carvajal
James Ryo Nagahiro
GREGORY PHILIP FONG
MICHAEL JOHN PERRY
Ronald Grimm
Jose Daniel Claudio

Other Offices

PLANMEMBER SECURITIES CORPORATION · Rancho Palos Verdes, CA
U.S. BANCORP ADVISORS, LLC · Rancho Palos Verdes, CA
OSAIC WEALTH, INC. · RANCHO PALOS VERDES, CA
WELLS FARGO CLEARING SERVICES, LLC · RANCHO PALOS VERDES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN PEDRO, CA
LPL FINANCIAL LLC · SAN PEDRO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · San Pedro, CA
CETERA INVESTMENT ADVISERS LLC · RANCHO PALOS VERDES, CA

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