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Max Charles Shaffer

Equitable Advisors, LLC

Ft. Collins, CO

CRD 6386979

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-14
CO RA APPROVED 2016-07-26
  • TX RA
    APPROVED_RES
    Since 2026-08-14
  • CO RA
    APPROVED
    Since 2016-07-26

Branch Locations

155 E Boardwalk Dr Suite 250, Ft. Collins, CO 80525 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Army Reserves Denver CO 05/2014 07/2022
Axa Advisors, Llc New York NY 09/2014 06/2020
Equitable Advisors, Llc New York NY 09/2014 Present
  • 05/2014 → 07/2022
    U.S. Army Reserves
    Denver, CO
  • 09/2014 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 09/2014 → Present
    Equitable Advisors, Llc
    New York, NY
Other Businesses

1. OWNER/LANDLORD OF RENTAL PROPERTY, 3465 LOCHWOOD DR, A8, FORT COLLINS, CO 80525; START DATE 11/23/2020; APPRX. $3,600 YEARLY COMPENSATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-18
  • S66 Uniform Combined State Law Examination
    2016-07-18

View on SEC IAPD

Nearby Firms

ON INVESTMENT MANAGEMENT CO
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
WESTERN WEALTH MANAGEMENT LLC

Nearby Investors

LINDSAY BATEZEL
JAMES MICHAEL PARKER
BRUCE WAYNE MOULDS

Nearby Offices

ON INVESTMENT MANAGEMENT CO · Fort Collins, CO
ON INVESTMENT MANAGEMENT CO · FT. COLLINS, CO
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Collins, CO

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