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Paul Yu

Wells Fargo Advisors Financial Network, LLC

Mercer Island, WA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-26
WA RA APPROVED 2017-06-26
  • TX RA
    APPROVED
    Since 2017-06-26
  • WA RA
    APPROVED
    Since 2017-06-26

Branch Locations

7900 Se 28Th St Ste 300, Mercer Island, WA 98040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keybanc Capital Markets Seattle WA 03/2016 05/2017
Wells Fargo Advisors Financial Network, Llc Mercer Island WA 06/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-06
  • S66 Uniform Combined State Law Examination
    2007-12-06
Other Names
  • Paul Y Yu

View on SEC IAPD

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THE CAPROCK GROUP, LLC · MERCER ISLAND, WA
PURE FINANCIAL ADVISORS, LLC · Mercer Island, WA
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