Best Investors Account Sign in

Michael Westwick Alred

LPl Financial LLC

Guntersville, AL

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2018-02-14
GA RA APPROVED 2018-02-14
  • AL RA
    APPROVED
    Since 2018-02-14
  • GA RA
    APPROVED
    Since 2018-02-14

Branch Locations

711 Gunter Ave, Guntersville, AL 35976 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Meriden CT 08/2014 01/2017
Invest Financial Corp Tampa FL 02/2017 Present
Citizens Bank And Trust Guntersville AL 08/2014 Present
Lpl Financial Llc Elkmont AL 02/2018 Present
  • 08/2014 → 01/2017
    Infinex Investments, Inc.
    Meriden, CT
  • 02/2017 → Present
    Invest Financial Corp
    Tampa, FL
  • 08/2014 → Present
    Citizens Bank And Trust
    Guntersville, AL
  • 02/2018 → Present
    Lpl Financial Llc
    Elkmont, AL
Previous Registrations
  • 2017-02-01 → 2018-02-14
    Invest Financial Corporation
    New Hope, AL
    Arab, AL
    Elkmont, AL
    Hazel Green, AL
    Albertville, AL
    Gunterville, AL
    Appleton, WI
    Rogersville, AL
    Guntersville, AL
    Cullman, AL
  • 2015-02-25 → 2017-02-01
    Osaic Institutions, Inc.
    Chapel Hill, NC
    Guntersville, AL
Other Businesses

1. 02/14/2018 - CITIZENS WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) -DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-24
  • S66 Uniform Combined State Law Examination
    2015-02-24
Other Names
  • Wes Alred

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
GATEWAY WEALTH MANAGEMENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
PRIVATE ADVISOR GROUP, LLC
MWA FINANCIAL SERVICES INC.

Other Investors

GUY HAMILTON CAFFEY
ADAM THOMAS O'SHIELDS
John Clay Dollar
Michael Cody Phillips
GEORGE DENTON GILLEN
DAVID MCEWEN BRIDGES
AARON SCOTT BELGARD
Jacob Matthew Murphy

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Guntersville, AL
LPL FINANCIAL LLC · GUNTERSVILLE, AL
EDWARD JONES · GUNTERSVILLE, AL
LPL FINANCIAL LLC · GUNTERSVILLE, AL
EDWARD JONES · GUNTERSVILLE, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Guntersville, AL
EDWARD JONES · GUNTERSVILLE, AL
CETERA INVESTMENT ADVISERS LLC · GUNTERSVILLE, AL

More in Guntersville, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor