Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-25
AL RA APPROVED 2015-05-11
  • TX RA
    APPROVED_RES
    Since 2026-06-25
  • AL RA
    APPROVED
    Since 2015-05-11

Branch Locations

400 Gunter Avenue, Guntersville, AL 35976 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Guntersville AL 03/2015 Present
Raymond James Financial Services Advisors Inc. Guntersvile AL 05/2015 Present
Team Wealth Solutions Guntersville AL 08/2016 Present
Guy Caffey Guntersville AL 07/2018 01/2019
  • 03/2015 → Present
    Raymond James Financial Services
    Guntersville, AL
  • 05/2015 → Present
    Guntersvile, AL
  • 08/2016 → Present
    Team Wealth Solutions
    Guntersville, AL
  • 07/2018 → 01/2019
    Guy Caffey
    Guntersville, AL
Previous Registrations
  • 2006-07-17 → 2015-03-11
    Guntersville, AL
    Birmingham, AL
    Arab, AL
    Birmingham, AL
    Arab, AL
    Guntersville, AL
    Boaz, AL
    Guntersville, AL
    Birmingham, AL
    Birmingham, AL
Other Businesses

(1)Name of Business: Caffey Wealth Management Address: 400 Gunter Ave, Guntersville, AL, 35976, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related:No Start Date: 04/03/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: owner (2)Name of Business: Hidden Valley RV Park Address: 18 Old Farm Rd , Guntersville, AL, 35976, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 08/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Partner with spouse in Rental Cabin via VRBO (3)Name of Business: Team Wealth Solutions Address: 400 Gunter Ave, Guntersville, AL, 35976, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 08/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-14
S63 Uniform Securities Agent State Law Examination 1999-08-25
  • S66 Uniform Combined State Law Examination
    2006-07-14
  • S63 Uniform Securities Agent State Law Examination
    1999-08-25
Other Names
  • Guy Caffey

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Guntersville, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor