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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-05-08 |
| TX | RA | APPROVED_RES | 2026-05-04 |
Branch Locations
431 Gunter Avenue, Guntersville, AL 35976 • United States
431 Gunter Avenue, Guntersville, AL 35976 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2019 | 02/2024 |
| Science And Engineering Services | Huntsville | AL | 03/2018 | 05/2019 |
| Science And Engineering Services | Huntsville | AL | 05/2017 | 07/2017 |
| Jacksonville State University | Jacksonville | AL | 08/2014 | 02/2018 |
| Team Wealth Solutions | Guntersville | AL | 02/2024 | 04/2026 |
| Raymond James Financial Services, Inc. | Guntersville | AL | 02/2024 | 04/2026 |
| Raymond James Financial Services Advisors, Inc. | Guntersville | AL | 02/2024 | 04/2026 |
| Lpl Financial Llc | Guntersville | AL | 04/2026 | Present |
1. 4/2026 - Dollar Financial Services - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 4/28/2026 2. 4/2026 - Dollar & Watson CPA LLC - Tax Prep/Accounting/CPA - INV REL - 40 Hour(s)/Month - 20 Hour(s) During Trading - Guntersville AL 35976 - OBA Start date: 04/23/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-09 |
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