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10100 Trinity Parkway Suite 450, Stockton, CA 95219 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-11 |
| TX | RA | APPROVED | 2021-10-27 |
Branch Locations
10100 Trinity Parkway Suite 450, Stockton, CA 95219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2014 | 04/2018 |
| Northwestern Mutual Investment Services Llc | Newport Beach | CA | 06/2015 | 04/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2016 | 04/2018 |
| Litman Gregory Asset Management, Llc | Walnut Creek | CA | 04/2018 | 10/2021 |
| Dkm Wealth Management, Inc. | Stockton | CA | 08/2021 | Present |
| Dkm Wealth Management, Inc. | Stockton | CA | 09/2021 | Present |
1.) INDEPENDENT INSURANCE AGENT, SAME ADDRESS AS BRANCH OFFICE, INVESTMENT-RELATED. START-09/2014. 0 HOURS SPENT ON THIS ACTIVITY. 2.) CPA, same address, investment related; start - 06/2009; 0 hours spent on this activity.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-07-13 |
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